Zhizhi Tan
譚智郅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhizhi Tan (譚智郅), a licensed Responsible Officer with CE reference AYQ567. Currently licensed at 1 firm(s): Inception Asia Investments Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Inception Asia Investments Limited 啟元亞洲投資有限公司 |
RO | Type 9 — Asset management | 2022-04-13 | present |
| Tairen Capital Limited 泰仁資本有限公司 |
RO | Type 9 — Asset management | 2019-08-09 | 2021-04-30 |
| Tairen Capital Limited 泰仁資本有限公司 |
Rep | Type 9 — Asset management | 2019-07-16 | 2019-08-09 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-08 | 2019-07-15 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-08 | 2019-07-15 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-11 | 2017-08-08 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-11 | 2017-08-08 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-14 | 2013-03-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-14 | 2013-03-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-12-14 | 2013-03-15 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-12-14 | 2013-03-15 |