Zhiming Xie
謝志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiming Xie (謝志明), a licensed Representative with CE reference BFD432. Currently licensed at 1 firm(s): HCEP Management Limited. Active regulated activities: Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HCEP Management Limited |
Rep | Type 9 - Asset management | 2023-01-03 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-29 | 2022-11-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-29 | 2022-11-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-30 | 2021-02-10 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-30 | 2021-02-10 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-25 | 2020-07-22 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-25 | 2020-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhiming Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.