Zhiming Xie
謝志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhiming Xie (謝志明), CE reference BFD432. Currently licensed at 1 firm(s): HCEP Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HCEP Management Limited |
Rep | Type 9 — Asset management | 2023-01-03 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-29 | 2022-11-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-29 | 2022-11-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-30 | 2021-02-10 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-30 | 2021-02-10 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-25 | 2020-07-22 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-03-25 | 2020-07-22 |