Tony Tianyuan Song
宋天元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Tianyuan Song (宋天元), a licensed Responsible Officer with CE reference AWY337. Currently licensed at 1 firm(s): Alpine Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpine Investment Management Limited |
RO | Type 9 — Asset management | 2022-10-03 | present |
| Derivatives China (Hong Kong) Limited 衍盛中國(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-01-07 | 2022-10-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2020-11-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-03-15 | 2020-11-09 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-15 | 2016-10-10 |