Rocky Yu Chan
陳力奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rocky Yu Chan (陳力奇), a licensed Responsible Officer with CE reference BJE573. Currently licensed at 1 firm(s): Capital 49 Investment Management Limited. Active regulated activities: Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital 49 Investment Management Limited | RO | Type 9 - Asset management | 2023-08-14 | present |
| Capital 49 Investment Management Limited | Rep | Type 9 - Asset management | 2023-06-20 | 2023-08-14 |
| Privium Fund Management (HK) Limited | Rep | Type 9 - Asset management | 2022-09-14 | 2023-05-08 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-17 | 2021-05-31 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-20 | 2021-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rocky Yu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.