Phoebe Yuen Ting Tse
謝宛庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoebe Yuen Ting Tse (謝宛庭), a licensed Responsible Officer with CE reference APH924. Currently licensed at 1 firm(s): Charles-Lim Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 18.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles-Lim Capital Limited | RO | Type 9 - Asset management | 2021-04-26 | present |
| Charles-Lim Capital Limited | Rep | Type 9 - Asset management | 2015-12-18 | 2021-04-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-18 | 2015-12-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-12 | 2011-05-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2009-07-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-09 | 2009-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-01 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-01 | 2008-09-29 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Phoebe Yuen Ting Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Keiren Charles | Charles-Lim Capital Limited | 2015–present |
| Shueh Yung Lim | Charles-Lim Capital Limited | 2015–present |
| Licong Li | Charles-Lim Capital Limited | 2016–present |
| Ching Ni Tsoi | Charles-Lim Capital Limited | 2020–present |
| Wing Kit Wong | Charles-Lim Capital Limited | 2020–present |
| Shiu Lun Yip | Charles-Lim Capital Limited | 2015–2020 |
| Andrew John Orchard | Charles-Lim Capital Limited | 2019–2023 |
| Yi Wang Ivan Lau | Charles-Lim Capital Limited | 2017–2021 |
| Rui Wang | Charles-Lim Capital Limited | 2015–2016 |