Luhua Kong
孔露華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luhua Kong (孔露華), CE reference AOL209. Currently licensed at 1 firm(s): Alphadyne Asset Management (Hong Kong) Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphadyne Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2021-05-26 | present |
| Alphadyne Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-02-18 | 2021-05-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-16 | 2019-01-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-16 | 2019-01-08 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2014-10-08 | 2017-09-19 |
| Brevan Howard (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-12-17 | 2017-09-19 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-06 | 2012-11-15 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-07-06 | 2012-11-15 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2012-07-06 | 2012-11-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2011-10-19 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2011-10-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2011-10-19 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-01-18 | 2007-08-04 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-01-18 | 2007-08-04 |