Kai Kok Wong
黃開豁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Kok Wong (黃開豁), CE reference ACT922. Currently licensed at 1 firm(s): ACAMHK Limited. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACAMHK Limited |
RO | Type 9 — Asset management | 2023-06-23 | present |
| Gennex Capital Advisers Limited 睿盛資本顧問有限公司 |
RO | Type 9 — Asset management | 2019-04-03 | 2021-01-31 |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-26 | 2019-03-05 |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 4 — Advising on securities | 2018-07-26 | 2019-03-05 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-11 | 2018-02-27 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-11 | 2018-02-27 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-10 | 2017-06-18 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 4 — Advising on securities | 2017-04-10 | 2017-06-18 |
| Global Mastermind Asset Management Limited 環球大通資產管理有限公司 |
RO | Type 9 — Asset management | 2017-02-21 | 2017-06-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-29 | 2015-10-21 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-06 | 2015-10-21 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-06 | 2015-10-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-16 | 2015-10-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2008-07-16 | 2015-10-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-23 | 2008-07-16 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-23 | 2008-07-16 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-28 | 2008-03-28 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 — Advising on securities | 2007-02-28 | 2008-03-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-02 | 2008-04-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-02 | 2008-04-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-08-02 | 2008-04-19 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-07-04 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-07-04 |
| iBest Securities Company Limited | RO | Type 1 — Dealing in securities | present | 2005-07-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-07-04 |
| iBest Securities Company Limited | RO | Type 4 — Advising on securities | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| iBest Securities Company Limited | RO | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-14 |
| iBest Securities Company Limited | RO | Type 9 — Asset management | present | 2003-08-14 |