Tao Li
李濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Li (李濤), a licensed Responsible Officer with CE reference ANZ637. Currently licensed at 1 firm(s): Asia Investment Fund Management Limited. Active regulated activities: Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Fund Management Limited 亞投基金管理有限公司 |
RO | Type 9 - Asset management | 2020-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-21 | 2008-06-26 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Erh Fei Liu | Asia Investment Fund Management Limited | 2020–present |
| Tao I Ting | Asia Investment Fund Management Limited | 2020–present |
| Min Xie | Asia Investment Fund Management Limited | 2020–present |
| Shou Lin Zhang | Asia Investment Fund Management Limited | 2020–present |
| Min Li | Asia Investment Fund Management Limited | 2020–present |
| Shenggang Zhu | Asia Investment Fund Management Limited | 2020–present |
| Sze Yin Fan | Asia Investment Fund Management Limited | 2022–present |
| Jianhong Zhang | Asia Investment Fund Management Limited | 2024–present |
| Ka Man Carmen Wong | Asia Investment Fund Management Limited | 2020–2021 |