Tao Li
李濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Li (李濤), a licensed Responsible Officer with CE reference ANZ637. Currently licensed at 1 firm(s): Asia Investment Fund Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Fund Management Limited 亞投基金管理有限公司 |
RO | Type 9 — Asset management | 2020-07-15 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-21 | 2008-06-26 |