Huaxiang Xu
徐華翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huaxiang Xu (徐華翔), a licensed Responsible Officer with CE reference ALN642. Currently licensed at 1 firm(s): Axioms Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axioms Capital Management Limited 道至資本管理有限公司 |
RO | Type 9 — Asset management | 2023-05-03 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-13 | 2019-06-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-13 | 2019-06-28 |