John Palmer Holmes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Palmer Holmes, CE reference ADW190. Currently licensed at 1 firm(s): Alpha Sherpa Capital Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Sherpa Capital Management Limited |
Rep | Type 9 — Asset management | 2024-06-07 | present |
| Peak Capital Limited | Rep | Type 1 — Dealing in securities | 2022-01-17 | 2022-09-28 |
| Peak Capital Limited | Rep | Type 4 — Advising on securities | 2022-01-17 | 2022-09-28 |
| Peak Capital Limited | Rep | Type 9 — Asset management | 2022-01-17 | 2022-09-28 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-10 | 2019-03-05 |
| Swiss International Asset Management Limited 瑞士國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-10 | 2019-03-05 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2006-03-29 | 2015-05-01 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-02-25 | 2015-05-01 |
| Mirabaud (Far East) Limited |
RO | Type 4 — Advising on securities | present | 2003-08-31 |
| Mirabaud (Far East) Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-08-31 |
| Mirabaud (Far East) Limited |
RO | Type 9 — Asset management | present | 2003-08-31 |