Kun Fan
范堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kun Fan (范堃), CE reference AKI412. Currently licensed at 1 firm(s): Cephei Capital Management (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cephei Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2014-08-08 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-10-26 | 2014-06-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-26 | 2014-06-14 |
| CICC US Securities, Inc. |
RO | Type 1 — Dealing in securities | 2008-05-15 | 2010-08-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-25 | 2010-08-24 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-06 | 2008-02-25 |