Leo Lai Ho Choy
蔡澧豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Lai Ho Choy (蔡澧豪), CE reference BEW131. Currently licensed at 1 firm(s): Alpha Sherpa Capital Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Sherpa Capital Management Limited |
Rep | Type 9 — Asset management | 2023-07-13 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-07 | 2020-11-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-07 | 2020-11-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-07 | 2020-11-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2016-10-26 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-21 | 2016-10-26 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-21 | 2016-10-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-21 | 2015-04-02 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-21 | 2015-04-02 |