Alan Chi Hang Kwong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Chi Hang Kwong, CE reference AJK662. Currently licensed at 1 firm(s): Aspex Management (HK) Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspex Management (HK) Limited |
Rep | Type 9 — Asset management | 2021-11-05 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2016-05-16 | 2021-09-30 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2016-05-16 | 2021-09-30 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2016-05-16 | 2021-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-06-05 | 2016-05-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-06-05 | 2016-05-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-05 | 2016-05-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2015-02-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2015-02-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-10-26 | 2015-02-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-15 | 2010-12-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2005-07-15 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-26 | 2015-02-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-01-26 | 2013-07-24 |