Shau Ting Loretta Lam
林秀婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shau Ting Loretta Lam (林秀婷), a licensed former licensee with CE reference ALQ408. This person has 15.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CoreView Capital Management Limited 剛睿資本管理有限公司 |
RO | Type 9 - Asset management | 2020-12-22 | 2026-06-30 |
| CoreView Capital Management Limited 剛睿資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-04 | 2020-12-22 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
RO | Type 9 - Asset management | 2020-01-09 | 2020-09-16 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-12-19 | 2020-01-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-19 | 2014-06-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2005-01-19 | 2012-09-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-01-19 | 2008-11-19 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Shau Ting Loretta Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vincent Leyi Gao | CoreView Capital Management Limited | 2020–2026 |
| Yiu Hei Boris Yu | CoreView Capital Management Limited | 2020–2026 |
| Yijun Jiang | CoreView Capital Management Limited | 2021–2026 |
| Luxi Zhang | CoreView Capital Management Limited | 2024–2026 |
| Kangkang Zhang | CoreView Capital Management Limited | 2020–2021 |
| Davor Jakelic | Nezu Asia Capital Management Limited | 2019–2020 |
| Melody Raine Xie | Nezu Asia Capital Management Limited | 2019–2020 |
| Su Kwan Lee | Nezu Asia Capital Management Limited | 2019–2020 |
| Cuiyu Lin | Nezu Asia Capital Management Limited | 2019–2020 |
| Darren John Winia | Nezu Asia Capital Management Limited | 2019–2020 |
| Richard Patrick Kincaid | Nezu Asia Capital Management Limited | 2019–2020 |
| Ka Kuen Ho | Nezu Asia Capital Management Limited | 2019 |