Wai Chi Esmond Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Esmond Chan (陳偉智), a licensed Responsible Officer with CE reference AVY495. Currently licensed at 1 firm(s): M&F Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 - Asset management | 2019-09-06 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-04 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-05-04 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-20 | 2017-05-04 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-20 | 2017-05-04 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-23 | 2017-04-18 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-04 | 2016-02-23 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-05 | 2016-02-02 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-23 | 2014-11-27 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2014-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chi Esmond Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.