Wai Chi Esmond Chan
陳偉智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Esmond Chan (陳偉智), CE reference AVY495. Currently licensed at 1 firm(s): M&F Asset Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-06 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-04 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-04 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-20 | 2017-05-04 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-20 | 2017-05-04 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-23 | 2017-04-18 |
| China Prospect Securities Limited 中國保盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-04 | 2016-02-23 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-05 | 2016-02-02 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-23 | 2014-11-27 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-27 | 2014-07-23 |