Nicholas James Cunningham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Cunningham, CE reference AWY119. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-12-05 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-12-05 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-10-02 | 2023-05-08 |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-10-02 | 2023-05-08 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-14 | 2014-09-05 |