Nicholas James Cunningham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Cunningham, a licensed Representative with CE reference AWY119. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-12-05 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-12-05 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-10-02 | 2023-05-08 |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-10-02 | 2023-05-08 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-14 | 2014-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas James Cunningham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.