Shiu Him Henry Sham
岑劭謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Him Henry Sham (岑劭謙), CE reference BOG896. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-10-17 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-10-17 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-29 | 2024-05-31 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-29 | 2024-05-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-29 | 2024-05-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-21 | 2022-02-26 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-21 | 2022-02-26 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-21 | 2021-06-04 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-21 | 2021-06-04 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-21 | 2020-02-13 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-21 | 2021-06-04 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-21 | 2020-02-13 |