Maximilian Shotaro Kaga
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maximilian Shotaro Kaga, CE reference BIC284. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-12 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-12 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-05 | 2019-11-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-09-05 | 2019-11-01 |