Shailesh Venkatraman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shailesh Venkatraman, CE reference AMY984. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-23 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-06-23 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-30 | 2025-06-23 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-30 | 2025-06-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-26 | 2013-11-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-01-26 | 2013-11-08 |