Hiroshi Wakizaki
脇崎浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroshi Wakizaki (脇崎浩), CE reference BBQ443. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-09-28 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-05 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-05 | 2022-09-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-05 | 2019-07-25 |