Chern Yang Ian Loke
陆振扬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chern Yang Ian Loke (陆振扬), CE reference BOM372. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-20 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-06-20 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2020-04-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2020-04-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-24 | 2020-04-20 |