Vincent Taeho Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Taeho Kim, CE reference BDP113. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-28 | present |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-06 | 2022-03-20 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-06 | 2022-03-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2018-08-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-18 | 2018-08-15 |