Ching Yam Lee
李正音
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yam Lee (李正音), a licensed Representative with CE reference BWL071. Currently licensed at 1 firm(s): MUFG Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-16 | present |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-16 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Yam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.