Carmen Ka Mun Yau
邱嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Mun Yau (邱嘉敏), CE reference ADJ396. Currently licensed at 1 firm(s): MFG Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-03 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-10-03 | present |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2025-10-03 | present |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-06 | 2020-06-05 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-05-13 | 2025-09-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-06 | 2025-09-30 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-06 | 2025-09-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-31 | 2012-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2012-01-13 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-03 | 2010-09-04 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-19 | 2007-07-06 |