Wah Chan
陳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Chan (陳華), CE reference ACZ683. Currently licensed at 1 firm(s): MIB Securities (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-03 | present |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-05 | 2020-05-31 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-30 | 2017-12-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-07 | 2008-03-25 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-07 | 2008-03-25 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-05-26 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 9 — Asset management | present | 2003-06-03 |