HSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking Securities (Hong Kong) Limited (滙豐金融證券(香港)有限公司), CE reference AAA529. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 7.
Registered address
Level 25 HSBC Main Building, 1 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-09-10 |
| Type 6 — Advising on corporate finance | present | 2004-09-10 |
| Type 9 — Asset management | present | 2004-09-10 |
Licensed staff (7)
As of
| Name | Activities | Since |
|---|---|---|
| Stephen Shu Tin Chang 張樹田 | RO 1 | 2024-05 |
| Wing Ho Felix Kwok 郭永晧 | RO 1 | 2024-12 |
| Ki Wo 鄔奇 | RO 1 | 2021-04 |
| Leon Sik Lim Keung 姜錫廉 | Rep 1 | 2026-02 |
| Chun Kwan Lo 羅俊坤 | Rep 1 | 2012-04 |
| Kwok Sing Mak 麥國星 | Rep 1 | Pre-2003 |
| Kwok Hung Ng 吳國雄 | Rep 1 | Pre-2003 |
Showing 1–7 of 7