Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saxo Capital Markets HK Limited (盛寶金融(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AVD061. Current licensed staff on file: 0 (total recorded over time: 76). Earliest licence on file: 2011-01-19.
Registered address
19th Floor, Shanghai Commercial Bank Tower, 12 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2011-01-19 | 2026-06-01 |
| Type 2 - Dealing in futures contracts | 2012-05-17 | 2026-06-01 |
| Type 3 - Leveraged foreign exchange trading | 2011-01-19 | 2026-06-01 |
| Type 4 - Advising on securities | 2021-10-04 | 2026-06-01 |
| Type 9 - Asset management | 2021-10-04 | 2026-06-01 |
Licensed staff (all-time) (76)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hin Man Au 區顯民 | RO 1, 2, 3 Rep 1, 2, 3 | 2012-04 | 2020-02 |
| Lester Wang Hei Chan 陳宏晞 | RO 1, 4, 9 | 2021-02 | 2022-03 |
| Philip Yin Loong Cheung 張恩龍 | RO 1 Rep 1, 2, 3 | 2016-08 | 2018-03 |
| David Dal Broi | RO 1, 2 Rep 1, 2, 3, 4 | 2018-04 | 2022-02 |
| Richard Howard Douglas | RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 | 2021-09 | 2023-11 |
| Flemming Helbo | RO 1, 2, 3 | 2012-05 | 2014-10 |
| Lars Hornsleth | RO 1 | 2011-01 | 2014-03 |
| Man Yu Kwok 郭敏瑜 | RO 3 Rep 1, 2, 3 | 2013-08 | 2014-06 |
| Chung Cheong Lai 黎仲昌 | RO 1, 2 Rep 1, 2, 3 | 2012-12 | 2015-05 |
| Nathan Cheuk Wai Lai 賴倬瑋 | RO 1, 2, 3 Rep 1, 2, 3, 4 | 2017-12 | 2022-10 |
| Pik Lin Law 羅碧蓮 | RO 3 Rep 1, 2, 3 | 2014-09 | 2018-04 |
| Francis (SFC:AIM240) Lee 李紀綱 | RO 1, 2, 3 | 2011-01 | 2014-08 |
| Zhi Xing Lee 李致行 | RO 1, 2, 3 Rep 1, 2, 3, 4, 9 | 2022-02 | 2023-10 |
| Chi Hang (SFC:AKO773) Leung 梁志恒 | RO 1, 3 Rep 1, 2, 3 | 2014-12 | 2017-10 |
| Minglong Lin | RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 | 2021-12 | 2024-03 |
| Colin Celan Ling 凌思綸 | RO 1, 2 Rep 1, 2, 3 | 2020-02 | 2020-05 |
| Matthew Nathan Long | RO 1, 2, 3 | 2018-04 | 2019-10 |
| Korman Cho Mau Lui 雷祖謀 | RO 1, 2, 3 Rep 1, 2, 3 | 2022-03 | 2023-01 |
| Xiyuan Ma 馬璽源 | RO 2 Rep 1, 2, 3, 4, 9 | 2021-11 | 2024-01 |
| Yong Ma 馬勇 | RO 1, 2, 3, 4, 9 | 2024-09 | 2024-11 |
| Benedict Shang Wei Moh 毛尚偉 | RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 | 2023-05 | 2026-06 |
| Karol Piovarcsy | RO 1, 2 | 2015-09 | 2018-10 |
| Tsz Sang Pun 潘梓生 | RO 2, 3 Rep 1, 2, 3 | 2020-03 | 2022-02 |
| Adam James Reynolds | RO 1, 2, 3, 4, 9 | 2014-08 | 2024-09 |
| Thomas Kwok Leung Tam 譚國樑 | RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 | 2023-05 | 2026-03 |
| Tik Sze Tsai 蔡奕詩 | RO 1, 2, 3 Rep 1, 2, 3 | 2011-01 | 2014-11 |
| Toru Umatani | RO 3 | 2011-01 | 2011-06 |
| Sok Mun Wan 溫淑敏 | RO 1, 2, 3 | 2011-01 | 2012-09 |
| Ho Hon Wong 黃可瀚 | RO 2, 3 Rep 1, 2, 3 | 2014-08 | 2020-11 |
| Weng Fai Wong 黃永輝 | RO 1, 2, 4, 9 Rep 1, 2, 3, 4, 9 | 2022-02 | 2024-09 |
| Ruihong Wu | RO 1, 2, 3 Rep 1, 2, 3 | 2017-04 | 2020-09 |
| Fan (SFC:BOZ130) Xu | RO 1, 2, 3, 4, 9 | 2020-01 | 2022-05 |
| Nga Ying Yeung 楊雅瑩 | RO 1, 4 Rep 1, 4 | 2022-02 | 2023-01 |
| Matthew James Cartwright | Rep 1, 2 | 2017-07 | 2018-01 |
| Cheuk Lam (SFC:BQC596) Chan 陳卓林 | Rep 1, 2, 3 | 2020-09 | 2020-10 |
| Hau Chung (SFC:BCH528) Chan 陳孝忠 | Rep 1, 2, 3 | 2014-09 | 2020-04 |
| Anqi (SFC:BBM646) Chen 陳安琪 | Rep 1, 2, 3 | 2014-12 | 2015-01 |
| Ho Lam Cheng 鄭可霖 | Rep 1, 2, 4, 9 | 2021-12 | 2025-03 |
| Ka Chai Cheng 鄭家齊 | Rep 1, 2, 3, 4 | 2020-12 | 2022-01 |
| Ya Yi Amie Cheng 鄭雅怡 | Rep 1, 2, 4 | 2022-06 | 2022-11 |
| Raymond Shiu Sing Cheung 張劭聲 | Rep 1, 2, 3 | 2018-12 | 2020-02 |
| Tak Wai (SFC:ATE071) Chung 鍾德偉 | Rep 1, 2, 3 | 2012-09 | 2013-05 |
| You Loong Eoh | Rep 1, 2, 3 | 2019-09 | 2020-02 |
| Lai Man Ho 何澧汶 | Rep 1 | 2014-04 | 2014-07 |
| Tareck Horchani | Rep 1, 2, 3 | 2017-07 | 2018-11 |
| Wai Ching Hung 洪瑋程 | Rep 1, 2, 3 | 2018-01 | 2018-07 |
| Qingzhou Ji 季庆洲 | Rep 1, 2, 3 | 2019-08 | 2023-12 |
| Hann Long Kwan 關翰龍 | Rep 1, 3 | 2011-01 | 2011-07 |
| Mason Ming Sum Lee 李銘深 | Rep 1, 2, 3 | 2020-03 | 2021-03 |
| Pei Zhen Shynna April Lee | Rep 1, 2, 3 | 2018-09 | 2022-05 |
| Belle Ho Kwan Leung 梁皓鈞 | Rep 1, 2, 3 | 2018-06 | 2020-02 |
| Ching Man Leung 梁靜雯 | Rep 3 | 2011-01 | 2011-10 |
| Lap Lam Leung 梁立林 | Rep 1, 2, 3 | 2016-03 | 2017-09 |
| Feng (SFC:BPF707) Li 李峰 | Rep 1, 2, 3 | 2019-12 | 2020-09 |
| Hoi To Li 李鎧洮 | Rep 1, 2, 3, 4 | 2021-05 | 2022-01 |
| Wenfeng (SFC:BQF093) Li | Rep 1, 2 | 2020-10 | 2023-09 |
| Chenying Lin 林晨莹 | Rep 1, 2, 3, 4, 9 | 2023-02 | 2025-02 |
| Lingyu Liu 劉靈予 | Rep 1, 2, 3 | 2021-04 | 2021-08 |
| Lap Bond James Lo 盧立邦 | Rep 1, 2, 3, 4, 9 | 2019-10 | 2023-02 |
| Hiu Kwan Ma 馬曉筠 | Rep 1, 2, 3, 4 | 2022-04 | 2022-10 |
| Linze Mao 毛林澤 | Rep 1, 2, 3 | 2019-08 | 2021-12 |
| Kit Man Joe Poon 潘傑文 | Rep 1, 2, 3 | 2011-09 | 2012-12 |
| Manish Deepak Prasad | Rep 1, 4, 9 | 2022-03 | 2023-05 |
| Wan Yan San 辛韻欣 | Rep 1, 2, 3 | 2018-12 | 2019-09 |
| Kenneth Jen Ming Shih 石健明 | Rep 1, 4, 9 | 2022-04 | 2024-01 |
| Pai Chien Shih 施百謙 | Rep 1, 2, 3 | 2015-05 | 2016-08 |
| Wing Siu 蕭穎 | Rep 1, 2, 3 | 2021-04 | 2021-11 |
| Ji Sun 孫佶 | Rep 1, 2, 3 | 2013-08 | 2014-03 |
| Wen Tao | Rep 1, 2, 3 | 2020-04 | 2020-10 |
| Benjamin Kin Chung Tong 唐健聰 | Rep 1, 2, 3 | 2015-05 | 2015-08 |
| Kai Hong Tso 曹啟康 | Rep 1, 2, 3 | 2021-10 | 2021-11 |
| Chi Ching (SFC:ANY418) Wong 黃持正 | Rep 1, 2, 3 | 2011-01 | 2013-07 |
| Yui Ho Wong 王銳豪 | Rep 1, 2, 3 | 2016-10 | 2017-07 |
| Mengjiao Xu 許梦皎 | Rep 1, 2, 3 | 2019-09 | 2020-01 |
| Nan Yan 閆楠 | Rep 1, 2, 4, 9 | 2022-02 | 2024-09 |
| Huimin (SFC:BRY760) Zhang 張慧敏 | Rep 1, 2, 3, 4, 9 | 2023-11 | 2024-12 |
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