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Saxo Capital Markets HK Limited

盛寶金融(香港)有限公司

CE No. AVD061 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saxo Capital Markets HK Limited (盛寶金融(香港)有限公司), CE reference AVD061. Currently licensed for regulated activity type(s) 1, 2, 3, 4, 9. Current licensed staff on file: 2.

Registered address

19th Floor, Shanghai Commercial Bank Tower, 12 Queen's Road Central, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2011-01-19	present
Type 2 — Dealing in futures contracts	2012-05-17	present
Type 3 — Leveraged foreign exchange trading	2011-01-19	present
Type 4 — Advising on securities	2021-10-04	present
Type 9 — Asset management	2021-10-04	present

Licensed staff (2)
As of

1 Dealing in securities 2 Dealing in futures contracts 3 Leveraged foreign exchange trading 4 Advising on securities 9 Asset management

RO only

Name	Activities	Since
Benedict Shang Wei Moh 毛尚偉	RO 1, 2, 3, 4, 9	2023-09
Thomas Kwok Leung Tam 譚國樑	RO 1, 2, 3, 4, 9	2024-03

Showing 1–2 of 2

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