Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanggu Asset Management (Asia) Limited (上古亞洲資產管理有限公司), CE reference BJD133. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 32.
Registered address
Suite 1812A, 18/F, Tower 2, Lippo Centre, 89 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-06-16 | present |
| Type 4 — Advising on securities | 2017-06-16 | present |
| Type 9 — Asset management | 2017-06-16 | present |
Licensed staff (32)
As of
| Name | Activities | Since |
|---|---|---|
| Yin Wing Leung 梁彥頴 | RO 1, 4, 9 | 2021-02 |
| Shu Cheung Yau 游樹祥 | RO 1, 4, 9 | 2023-03 |
| Chun Hin (SFC:AZX879) Chan 陳俊軒 | Rep 1, 4, 9 | 2021-02 |
| King Shing Chan 陳敬誠 | Rep 1 | 2024-05 |
| Sheung Yick Chan 陳常益 | Rep 1, 4, 9 | 2025-04 |
| Siu Chung Chan 陳肇聰 | Rep 1 | 2024-09 |
| Tin Wai Chen 陳天偉 | Rep 1 | 2024-08 |
| Fung Nean Cheong 鍾豐年 | Rep 1, 4, 9 | 2021-11 |
| Kam Fai Cheuk 卓錦輝 | Rep 1, 4 | 2024-10 |
| Jacky Shiu Ming Cheung 張兆明 | Rep 1 | 2024-06 |
| Christine Ka Man Chiu 趙嘉敏 | Rep 1 | 2024-08 |
| Dorothy Mei Ling Ding 丁美伶 | Rep 1 | 2024-08 |
| Che Hsi Jason Fan 范哲曦 | Rep 1, 4 | 2025-01 |
| Pui Ki Ho 何珮琪 | Rep 1 | 2024-07 |
| Mang Lun Kum 甘孟麟 | Rep 1, 4 | 2025-04 |
| Peter Kwok 郭致言 | Rep 4, 9 | 2024-12 |
| Elsa Suk Fan Lam 林淑芬 | Rep 1 | 2024-07 |
| Abel Kwong Kee Lee 李廣基 | Rep 1 | 2024-06 |
| Eunice Jovin Lee 李彥諮 | Rep 1, 4, 9 | 2024-09 |
| Chuen Ho Li 李傳浩 | Rep 1 | 2024-07 |
| Ying Fan Lo 盧影芬 | Rep 1 | 2024-06 |
| Philip Wai Keung Luk 陸偉強 | Rep 1 | 2024-07 |
| Kathleen Wing Mui Siu 蕭詠梅 | Rep 1 | 2024-06 |
| Ka Yan Tam 譚嘉欣 | Rep 1, 4 | 2023-03 |
| Kin Chung Tam 談建聰 | Rep 1 | 2024-10 |
| Kin Wang Tsang 曾健宏 | Rep 1 | 2024-07 |
| Jane Ching Tsui 徐晶 | Rep 1, 4, 9 | 2018-06 |
| Guangcan Wang 王光燦 | Rep 1, 4, 9 | 2024-02 |
| Jing (SFC:BWE924) Wang 王晶 | Rep 1, 4 | 2025-09 |
| Cheuk Man Wong 黃焯敏 | Rep 1 | 2024-06 |
| Alex Cheuk Lok Yip 葉卓躒 | Rep 1 | 2024-07 |
| Richard Jr. Yung 榮文淵 | Rep 1 | 2024-07 |
Showing 1–32 of 32