Piper Jaffray Asia Securities Limited
派杰亞洲証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piper Jaffray Asia Securities Limited (派杰亞洲証券有限公司), CE reference ABO154. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2013-04-17 |
| Type 2 — Dealing in futures contracts | 2012-01-11 | 2013-04-17 |
| Type 4 — Advising on securities | present | 2013-04-17 |
| Type 6 — Advising on corporate finance | present | 2005-02-14 |
| Type 9 — Asset management | present | 2005-02-14 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||