Piper Jaffray Asia Securities Limited
派杰亞洲証券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piper Jaffray Asia Securities Limited (派杰亞洲証券有限公司), a Hong Kong-based licensed corporation with CE reference ABO154. Current licensed staff on file: 0 (total recorded over time: 153). Earliest licence on file: 2012-01-11.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2013-04-17 |
| Type 2 - Dealing in futures contracts | 2012-01-11 | 2013-04-17 |
| Type 4 - Advising on securities | Pre-2003 | 2013-04-17 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-14 |
| Type 9 - Asset management | Pre-2003 | 2005-02-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (153)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kian Bin Teo 張建民 | Rep 1 | 2012-12 | 2013-03 |
| Lama Kit Sun Chang 張潔新 | RO 1, 2, 4 | 2008-02 | 2013-02 |
| John West Riggs | Rep 1, 4 | 2008-08 | 2012-10 |
| Mark Alfred Steven Marostica | RO 4 Rep 4 | 2009-05 | 2012-10 |
| James Milton Marsh Jr | Rep 4 | 2011-01 | 2012-10 |
| Alexander Eugene Potter | Rep 4 | 2010-09 | 2012-10 |
| Chi Him Tse 謝智謙 | Rep 1 | 2007-09 | 2012-09 |
| Hung Kee Chan 陳鴻基 | RO 1, 2, 4 Rep 1 | 2004-07 | 2012-09 |
| Chi Ming Leung 梁志明 | RO 1 Rep 1 | 2008-07 | 2012-09 |
| Chui Ying Chan 陳翠盈 | Rep 1 | 2011-08 | 2012-08 |
| Dominic Gee Yan Chan 陳智恩 | Rep 1 | 2010-11 | 2012-08 |
| Michael Chan 陳國昌 | RO 1 Rep 1 | 2010-03 | 2012-08 |
| Wing Chiu Chan 陳穎釗 | Rep 4 | 2004-05 | 2012-08 |
| Yung-Hao Chen 陳永豪 | Rep 4 | 2010-10 | 2012-08 |
| Wai Yang Cheng 鄭韋欣 | Rep 4 | 2010-11 | 2012-08 |
| Michael Po Kuen Cheung 張寶權 | Rep 1, 4 | 2005-04 | 2012-08 |
| James Chien-Ta Chiu | Rep 4 | 2011-04 | 2012-08 |
| Ming Hang Chong 莊銘恒 | Rep 4 | 2010-12 | 2012-08 |
| King Ho Chow 周景豪 | Rep 1 | 2007-11 | 2012-08 |
| Venus Oi Nga Chung 鍾藹雅 | Rep 1 | 2011-01 | 2012-08 |
| Jeffrey Sai Tai Fang 方世泰 | Rep 1 | 2011-05 | 2012-08 |
| Dandan Feng 馮丹丹 | Rep 4 | 2011-09 | 2012-08 |
| Kin Wing Fung 馮鍵嶸 | Rep 4 | 2009-11 | 2012-08 |
| John Hui 許僑聲 | RO 1, 2 Rep 1 | 2005-03 | 2012-08 |
| Sze Man Kwan 關思敏 | Rep 1 | 2011-06 | 2012-08 |
| Fung Ki Lam 林鳳琦 | Rep 1 | 2003-09 | 2012-08 |
| Ka Yee Andrew Leung 梁家怡 | Rep 4 | 2010-10 | 2012-08 |
| Mei Ling Ng 吳美玲 | Rep 1 | 2011-03 | 2012-08 |
| Andrew Michael Sullivan | Rep 1 | 2011-06 | 2012-08 |
| Waini Karen Tai 戴維妮 | Rep 4 | 2010-10 | 2012-08 |
| Louisa Wah Hansen 華路 | Rep 4 | 2010-08 | 2012-08 |
| Chi Man Wong 王志文 | RO 4 Rep 4 | 2008-01 | 2012-08 |
| Xiaolin Wu 吳曉琳 | Rep 1, 4 | 2012-08 | 2012-08 |
| Alfred Chung-Chieh Ying 應宗傑 | Rep 4 | 2011-09 | 2012-08 |
| Ka Man Yip 葉家旻 | Rep 4 | 2012-06 | 2012-08 |
| Hao Zhou 周灝 | Rep 4 | 2011-10 | 2012-08 |
| Max Man Hung Ngan 顏文雄 | Rep 1 | 2008-03 | 2012-08 |
| Michael West Bassett | Rep 1 | 2010-09 | 2012-07 |
| Yayuan Chen 陳雅媛 | Rep 4 | 2009-11 | 2012-05 |
| Vikramjeet Singh Chopra | Rep 4 | 2011-01 | 2011-11 |
| Terry Hsu 徐嘉敏 | Rep 4 | 2011-05 | 2011-11 |
| Vivian Hoi Yee Lau 劉凱宜 | Rep 1 | 2010-01 | 2011-11 |
| Mei Yee Lui 呂美儀 | Rep 1 | 2006-11 | 2011-11 |
| Qianqian Zhang 張千千 | Rep 1 | 2010-08 | 2011-11 |
| Zhefei Yuan 袁哲飛 | Rep 1 | 2010-07 | 2011-10 |
| Man Yin Wong 黃文嬿 | RO 4 Rep 4 | 2009-02 | 2011-07 |
| Hongbo Lu 盧紅波 | Rep 4 | 2010-02 | 2011-05 |
| Derrick Wang Yip Lau 劉宏業 | RO 1, 4 | 2007-04 | 2011-04 |
| Alistair Charles Alton Roberts | Rep 1 | 2010-08 | 2011-03 |
| Shuk Yin Li 李淑賢 | Rep 1 | 2009-09 | 2011-03 |
| Hsin-Shu Branden Chen 陳信旭 | Rep 4 | 2009-12 | 2011-01 |
| Shang-Hsiu Koo | Rep 4 | 2010-06 | 2010-12 |
| Fuk Yue Germaine Choi 蔡馥如 | Rep 1 | 2010-08 | 2010-11 |
| Alex Lik Hang Lee 李力行 | Rep 4 | 2010-05 | 2010-06 |
| Wai Yin Li 李慧妍 | Rep 4 | 2010-04 | 2010-06 |
| Henry Hiu Wai Tseung 蔣曉偉 | Rep 1 | 2009-12 | 2010-05 |
| Bo Li 李波 | Rep 4 | 2009-06 | 2010-04 |
| Clement Yue Sun Cheng 鄭禹新 | Rep 1 | 2009-09 | 2010-02 |
| King Hang Ho 何景行 | Rep 4 | 2009-12 | 2010-01 |
| Jen Min Lin 林振民 | Rep 4 | 2008-03 | 2009-10 |
| Michael Douglas Lee 李嘉文 | Rep 1 | 2009-02 | 2009-09 |
| Luyao Huang 黃路遙 | Rep 1, 4 | 2008-03 | 2009-09 |
| Wenjing Bao 鮑文婧 | Rep 1 | 2008-12 | 2009-08 |
| Chek Kee Leung 梁卓基 | Rep 1 | 2009-03 | 2009-08 |
| Tak Hung Lau 劉德雄 | Rep 4 | 2009-03 | 2009-07 |
| Ricky Tak Fat Lo 盧德發 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-06 |
| Yi Wang 汪翊 | Rep 1, 4 | 2008-04 | 2009-05 |
| Willy Wen Kar Fon 馮文嘉 | Rep 1, 4 | 2008-09 | 2009-05 |
| Peng An 安鵬 | Rep 4 | 2009-03 | 2009-04 |
| Yuan Chen 陳遠 | RO 1, 4 Rep 1, 6 | 2004-01 | 2009-04 |
| Chi Wah Cheng 鄭志華 | Rep 1 | 2008-01 | 2009-04 |
| Cheuk Yuet Ho 何綽越 | RO 1, 4 | 2008-01 | 2009-04 |
| Ida Yee Man Kwai 桂綺雯 | Rep 1 | 2003-09 | 2009-03 |
| Kam Ho Ng 吳錦浩 | Rep 1 | 2006-08 | 2009-03 |
| Shing Wai Leung 梁成偉 | Rep 1 | 2003-09 | 2009-02 |
| Ronnie Yuk Fai Chiu 趙玉輝 | Rep 1 | 2007-07 | 2009-02 |
| Ching King Sze 施清京 | Rep 1 | 2008-04 | 2009-02 |
| Ping Kwan Chan 陳秉鈞 | Rep 1 | 2005-05 | 2009-02 |
| Man Wai Yip 葉敏慧 | Rep 1 | 2005-08 | 2009-02 |
| Ching Man Fung 馮靜文 | Rep 1 | 2003-08 | 2009-02 |
| Ching On Thomas Chau 周靖安 | Rep 1 | 2003-10 | 2009-01 |
| Nancy Lai Wah Choi 蔡麗華 | Rep 1 | 2005-08 | 2009-01 |
| Jonathan Lun Chak Choy 蔡麟策 | Rep 1 | 2005-08 | 2009-01 |
| Sai King Lee 李世勁 | Rep 1 | 2008-01 | 2009-01 |
| Kai Lok Liang 梁啟樂 | Rep 1 | 2005-08 | 2009-01 |
| Fung Po Ma 馬逢葆 | Rep 1 | 2008-02 | 2009-01 |
| Fung Lin Pat 畢鳳蓮 | Rep 1 | 2003-09 | 2009-01 |
| Lai Kwan Tang 鄧麗群 | Rep 1 | 2003-09 | 2009-01 |
| Wai Chiu Tong 唐偉超 | Rep 1 | 2005-08 | 2009-01 |
| Eddy Siu Keung Yuen 阮紹強 | Rep 1 | 2003-12 | 2009-01 |
| Chi Ming Fan 范智明 | Rep 1 | 2003-08 | 2009-01 |
| Matthew John Gillmouth | Rep 4 | 2008-06 | 2009-01 |
| Yin Lam Ng 吳彥霖 | Rep 1 | 2005-01 | 2009-01 |
| Siu Ying Chui 徐少英 | Rep 1 | 2005-04 | 2008-11 |
| Peirong Zhu 朱培鎔 | Rep 1 | 2008-02 | 2008-11 |
| Fung Chun Lam 林鳳珍 | Rep 1 | 2004-08 | 2008-11 |
| Siu Mui Leung 梁少梅 | Rep 1 | 2003-09 | 2008-11 |
| Man Wai Wu 胡文慧 | Rep 1 | 2003-08 | 2008-11 |
| Chun Ho Yeung 楊俊豪 | Rep 1 | 2003-09 | 2008-11 |
| On Yee Tsang 曾安儀 | Rep 1 | 2007-10 | 2008-11 |
Showing 1–100 of 153