Gain Asset Management Limited
建益資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gain Asset Management Limited (建益資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AAY146. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2003-12-31.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2003-12-31 | 2005-05-31 |
| Type 4 - Advising on securities | present | 2003-12-17 |
| Type 5 - Advising on futures contracts | present | 2003-12-17 |
| Type 6 - Advising on corporate finance | present | 2003-12-17 |
| Type 9 - Asset management | present | 2005-05-31 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Antonny King Chiu Cheng 鄭景超 | RO 1, 4, 5, 9 | Pre-2003 | 2005-05 |
| Kenneth Fuk Sing Kwan 關福星 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2005-05 |
| Wing Yiu Kwan 關永耀 | Rep 1, 4, 5, 6, 9 | Pre-2003 | 2004-10 |
| Kam Hing Kwok 郭錦興 | Rep 1, 9 | 2005-02 | 2005-05 |
Showing 1–4 of 4