Gain Asset Management Limited

建益資產管理有限公司
CE No. AAY146 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gain Asset Management Limited (建益資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AAY146. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2003-12-31.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2003-12-31 2005-05-31
Type 4 - Advising on securities Pre-2003 2003-12-17
Type 5 - Advising on futures contracts Pre-2003 2003-12-17
Type 6 - Advising on corporate finance Pre-2003 2003-12-17
Type 9 - Asset management Pre-2003 2005-05-31

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (4)

Active on date
Name Activities First licensed To
Antonny King Chiu Cheng 鄭景超 RO 1, 4, 5, 9 Pre-2003 2005-05
Kam Hing Kwok 郭錦興 Rep 1, 9 2005-02 2005-05
Kenneth Fuk Sing Kwan 關福星 RO 1, 4, 5, 6, 9 Pre-2003 2005-05
Wing Yiu Kwan 關永耀 Rep 1, 4, 5, 6, 9 Pre-2003 2004-10
Showing 1–4 of 4

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