Guotai Junan Fund Management Limited
國泰君安基金管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Fund Management Limited (國泰君安基金管理有限公司), a Hong Kong-based licensed corporation with CE reference AQW326. Current licensed staff on file: 0 (total recorded over time: 21). Earliest licence on file: 2008-05-29.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2014-02-17 | 2020-12-09 |
| Type 4 - Advising on securities | 2011-08-04 | 2021-06-17 |
| Type 9 - Asset management | 2008-05-29 | 2024-02-06 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Haiying Qi 祁海英 | RO 1, 4, 9 | 2017-11 | 2024-02 |
| Ruiqi Wang 王睿琦 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-04 | 2024-02 |
| Tak Sum Choy 蔡德森 | Rep 1, 4, 9 | 2020-04 | 2023-08 |
| Yanxu Wang 王延旭 | Rep 9 | 2021-08 | 2023-01 |
| Qian Zhu 朱茜 | Rep 4, 9 | 2020-09 | 2023-01 |
| Haifeng Gao 高海峰 | Rep 9 | 2021-09 | 2021-10 |
| Jingyang Liu 柳景洋 | Rep 1, 4, 9 | 2019-08 | 2021-05 |
| Fung Yim 閻峰 | RO 1, 4, 9 | 2008-05 | 2020-11 |
| Kai Ma 馬凱 | RO 4, 9 | 2015-12 | 2020-09 |
| Huilin Chen 陳輝林 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-01 | 2020-09 |
| Liyan Lu 陸麗妍 | Rep 1, 4, 9 | 2019-05 | 2020-05 |
| Junping Yuan 袁軍平 | RO 1, 4, 9 | 2011-03 | 2017-09 |
| Qijun Huang 黃奇俊 | Rep 9 | 2010-04 | 2017-01 |
| Zuxiang Dai 戴祖祥 | Rep 9 | 2009-09 | 2016-10 |
| Chih-Ching Chen 陳志清 | Rep 1, 4, 9 | 2015-11 | 2016-06 |
| Simon Siu Hung Chiu 趙少洪 | Rep 1, 4, 9 | 2015-08 | 2016-03 |
| Jeremy Hee Yong Tan 陳希揚 | Rep 1, 4, 9 | 2015-11 | 2016-01 |
| Ying Yang 楊瑩 | Rep 4, 9 | 2011-09 | 2015-12 |
| Hsih Chien Chiu 丘世健 | RO 1, 4 | 2014-02 | 2014-07 |
| Lai Yan Charles Cheung 張禮仁 | RO 9 | 2008-11 | 2011-03 |
| Chak Hung Mak 麥澤鴻 | RO 9 | 2008-05 | 2008-11 |
Showing 1–21 of 21