Guotai Global Investments Limited
國泰全球投資管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Global Investments Limited (國泰全球投資管理有限公司), CE reference BEL572. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 14.
Registered address
8/F, 28 Hennessy Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-05-07 | present |
| Type 4 — Advising on securities | 2015-08-19 | present |
| Type 9 — Asset management | 2015-08-19 | present |
Licensed staff (14)
As of
| Name | Activities | Since |
|---|---|---|
| Zhengtai Jiang 姜征泰 | RO 1, 4, 9 | 2025-07 |
| Jiayin Zhao 趙佳音 | RO 1, 4, 9 | 2024-03 |
| Xiangyong Zhou 周向勇 | RO 1, 4, 9 | 2019-05 |
| Cong Cong 叢叢 | Rep 1, 4, 9 | 2021-03 |
| Wanru Gu 谷婉茹 | Rep 1, 4, 9 | 2019-08 |
| King Yan Lau 劉璟欣 | Rep 1, 4, 9 | 2023-11 |
| Yanfu Li 李彦甫 | Rep 1, 4, 9 | 2026-03 |
| Xing Liang 梁杏 | Rep 1, 4, 9 | 2025-03 |
| Jingwei Lu 陸經緯 | Rep 1, 4, 9 | 2025-10 |
| Ketong Weng 翁可通 | Rep 1, 4, 9 | 2022-01 |
| Kefan Wu 吳可凡 | Rep 1, 4, 9 | 2025-04 |
| Ronghe Zhang 張容赫 | Rep 1, 4, 9 | 2025-12 |
| Yiyao Zhang 张懿瑶 | Rep 1, 4, 9 | 2023-11 |
| Dan Zhu 朱丹 | Rep 1, 4, 9 | 2025-08 |
Showing 1–14 of 14