Fiduciary Securities Limited
護信證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fiduciary Securities Limited (護信證券有限公司), a Hong Kong-based licensed corporation with CE reference BRV500. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 9). Earliest licence on file: 2022-05-13.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 1506, 15/F, OfficePlus@Sheung Wan, No. 93-103 Wing Lok Street, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-05-13 | present |
| Type 4 - Advising on securities | 2022-05-13 | present |
| Type 9 - Asset management | 2026-01-02 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wing Keung Lam 林永強 | RO 1, 4, 9 Rep 4 | 2025-06 | Present |
| Kin So 蘇健 | RO 1, 4, 9 | 2026-01 | Present |
| Jaffe Chiu Pang Tam 譚超鵬 | RO 1, 4 | 2022-05 | Present |
| Yunfan Xiao 蕭云帆 | Rep 1, 4, 9 | 2024-08 | Present |
| Hanyu Zheng 鄭涵煜 | Rep 1, 4, 9 | 2024-11 | Present |
| Ho Pak Yip 葉浩柏 | RO 1, 4 | 2024-08 | 2025-06 |
| Anhong Qiu 邱安紅 | RO 1, 4 Rep 1, 4 | 2023-01 | 2024-05 |
| Pui Hei Lam 林沛希 | Rep 1 | 2022-09 | 2023-09 |
| Wai Chung Lee 李偉忠 | RO 1, 4 | 2022-05 | 2023-02 |
Showing 1–9 of 9
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司