Fiduciary Securities Limited

護信證券有限公司
CE No. BRV500 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fiduciary Securities Limited (護信證券有限公司), a Hong Kong-based licensed corporation with CE reference BRV500. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 9). Earliest licence on file: 2022-05-13.

Registered address

Room 1506, 15/F, OfficePlus@Sheung Wan, No. 93-103 Wing Lok Street, Sheung Wan

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2022-05-13 present
Type 4 - Advising on securities 2022-05-13 present
Type 9 - Asset management 2026-01-02 present

Licensed staff (all-time) (9)
Active on date

Name Activities First licensed To
Wing Keung Lam 林永強 RO 1, 4, 9 Rep 4 2025-06 Present
Wai Chung (SFC:APV528) Lee 李偉忠 RO 1, 4 2022-05 2023-02
Anhong Qiu 邱安紅 RO 1, 4 Rep 1, 4 2023-01 2024-05
Kin So 蘇健 RO 1, 4, 9 2026-01 Present
Jaffe Chiu Pang Tam 譚超鵬 RO 1, 4 2022-05 Present
Ho Pak Yip 葉浩柏 RO 1, 4 2024-08 2025-06
Pui Hei (SFC:AWD300) Lam 林沛希 Rep 1 2022-09 2023-09
Yunfan Xiao 蕭云帆 Rep 1, 4, 9 2024-08 Present
Hanyu Zheng 鄭涵煜 Rep 1, 4, 9 2024-11 Present
Showing 1–9 of 9

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 915 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 894 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 844 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 434 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 406 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 401 staff - 3 shared activity types - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 325 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 268 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related