Tung Tai Securities Company Limited

東泰證券有限公司

CE No. AAU638 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Tai Securities Company Limited (東泰證券有限公司), a Hong Kong-based licensed corporation with CE reference AAU638. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 4 (total recorded over time: 29).
Category:: Sell side · Brokerage ?
Registered address:: Room 2501, 25/F, Tower One, Lippo Centre, 89 Queensway, Admiralty
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2004-09-16
Type 7 - Providing automated trading services	Pre-2003	2003-07-03
Type 9 - Asset management	Pre-2003	2004-09-16

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (29)

Active on date RO only

Name	Activities	First licensed	To
Wendy Weng Yan Chee 朱穎茵	RO 1, 4, 6, 7, 9	Pre-2003	Present
Loretta Si Kar Lee 李斯嘉	RO 1, 4, 6, 7, 9	Pre-2003	Present
Vincent Marshall Kwan Ho Lee 李君豪	RO 1, 4, 6, 7, 9	Pre-2003	Present
Ngoi Ming Cheng 鄭藹明	Rep 1, 4, 6, 7, 9	Pre-2003	Present
Kar Cheung Tsang 曾家祥	Rep 1	2006-01	2023-03
Yui Kong Chan 陳銳江	Rep 1, 4, 6, 7, 9	Pre-2003	2023-03
Kam Fong Lee 李錦芳	Rep 1	2013-11	2023-03
Kwenny Kwen Li Sung 沈君麗	Rep 1	2019-10	2020-09
Kar Yee Lau 劉嘉儀	Rep 1	2013-09	2019-12
Ching Yue Chin 錢澄宇	Rep 1, 4, 6, 7, 9	Pre-2003	2018-10
Jimmy Yau Wai Lau 劉有為	Rep 1, 4	2016-08	2016-10
Stanley Wai Leung Kwok 郭偉良	RO 1, 4	2016-07	2016-10
Felix Kam Chuen Leung 梁金全	Rep 1, 4, 6, 7, 9	Pre-2003	2010-10
Hoi Yee Chan 陳凱怡	Rep 4	2006-06	2008-10
Man Yee Tsui 徐敏兒	Rep 1, 4, 6, 7, 9	Pre-2003	2008-10
Kenny Sing Hing Tang 鄧聲興	Rep 1, 4, 6, 7, 9	Pre-2003	2008-10
Patricia Wing Yin Leung 梁穎賢	Rep 4	2004-01	2006-01
Yat Ming Lam 林一鳴	Rep 1, 4, 6, 7, 9	Pre-2003	2005-08
Conny Siu Yung Ng 伍兆容	Rep 1, 4, 6, 7, 9	Pre-2003	2005-02
Christopher Chien Chung Chau 周建忠	Rep 1	2004-04	2004-12
Candy Yuen Yi Lo 羅婉儀	Rep 1	2004-04	2004-12
Wing Chark Ng 吳永澤	Rep 1	2004-04	2004-12
Nicholas Cho Fai Wong 黃祖輝	Rep 1	2004-04	2004-12
Heung Chuen Leung 梁享全	Rep 1	2004-04	2004-08
Joyce Shui Man Pang 彭瑞敏	Rep 1	2003-08	2003-12
Shun King Lam 林順景	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Ka Fat Mak 麥家發	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Chung Yan Stephen Chan 陳中仁	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Stanley Chiu Fai Choi 蔡朝暉	RO 1, 4, 6, 7, 9	Pre-2003	2003-07