Tung Tai Securities Company Limited
東泰證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Tai Securities Company Limited (東泰證券有限公司), CE reference AAU638. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 4.
Registered address
Room 2501, 25/F, Tower One, Lippo Centre, 89 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2004-09-16 |
| Type 7 — Providing automated trading services | present | 2003-07-03 |
| Type 9 — Asset management | present | 2004-09-16 |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Wendy Weng Yan Chee 朱穎茵 | RO 1, 4 | Pre-2003 |
| Loretta Si Kar Lee 李斯嘉 | RO 1, 4 | Pre-2003 |
| Vincent Marshall Kwan Ho Lee 李君豪 | RO 1, 4 | 2025-11 |
| Ngoi Ming Cheng 鄭藹明 | Rep 1 | Pre-2003 |
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