Lazard Asia (Hong Kong) Limited

CE No. AAG627 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lazard Asia (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAG627. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 7 (total recorded over time: 77). Earliest licence on file: 2007-03-20.

Category:
Sell side · Investment banking
Registered address:
Suites 2901-02 & 2916 29/F, Two International Finance Center 8 Finance Street, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2007-03-20 present
Type 4 - Advising on securities Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 present
Type 9 - Asset management Pre-2003 2004-08-19

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (77)

Active on date
Name Activities First licensed To
Hong Qiu 邱宏 RO 1, 4, 6 Rep 1, 4, 6 2014-06 Present
Qian Zhang 張倩 RO 1, 4, 6 Rep 1, 4, 6 2014-09 Present
Mengyao Zhu 朱梦嶢 RO 1, 4, 6 Rep 1, 4, 6 2014-07 Present
Haiping Lan 藍海萍 Rep 1, 4, 6 2026-04 Present
Chenxing Li 李晨星 Rep 1, 4, 6 2024-08 Present
Junnan Zhang 張俊楠 Rep 1, 4, 6 2015-12 Present
Jiacheng Zhu 朱嘉程 Rep 1, 4, 6 2026-08 Present
Mengxin Liu 刘梦馨 Rep 1, 4, 6 2018-02 2026-06
Ho Hoi Lau 劉浩海 Rep 1, 4, 6 2023-01 2026-05
Cheng Deng Rep 1, 4, 6 2024-08 2026-04
Ao Qiao 喬傲 Rep 1, 4, 6 2023-11 2026-04
Hang Zhou 周杭 Rep 1, 4, 6 2024-08 2026-01
Chifong Dong 董子楓 Rep 1, 4, 6 2024-08 2024-10
Qun Huang 黃群 RO 1, 4, 6 Rep 1, 4, 6 2003-10 2024-03
Yang Pan 潘洋 Rep 1, 4, 6 2022-05 2023-08
Qiuyi Liu 劉秋漪 Rep 1, 4, 6 2014-09 2023-07
Tao Tong 童韜 RO 6 Rep 1, 4, 6 2021-11 2023-07
Hon Cheung Tse 谢翰翔 Rep 1, 4, 6 2022-06 2023-05
Lehan Yu 余樂涵 Rep 1, 4, 6 2022-07 2023-05
Kai-Wei Hsu 許凱崴 Rep 1, 4, 6 2021-09 2023-04
Xuewei Bi 畢雪薇 Rep 1, 4, 6 2019-10 2022-12
Sik Lun Lo 盧軾麟 Rep 1, 4, 6 2011-04 2022-07
Wenbo He 賀文博 Rep 1, 4, 6 2018-09 2021-12
Yue Huang 黃悅 Rep 1, 4, 6 2019-05 2021-06
Zhiyuan Deng 鄧致遠 Rep 1, 4, 6 2019-08 2021-05
Changyu Li 李昌昱 Rep 1, 4, 6 2021-03 2021-05
Shaoguang Tan 譚紹光 Rep 1, 4, 6 2017-06 2021-05
Yaxin Chen 陳雅馨 Rep 1, 4, 6 2019-09 2021-04
Jingzhe Shi 時靖哲 Rep 1, 4, 6 2019-12 2020-12
Wan Hong Lui 呂雲康 Rep 1, 4, 6 2017-11 2020-10
Qing Li 李青 Rep 1, 4, 6 2016-05 2019-05
Chen Qian 錢沉 Rep 1, 4, 6 2016-06 2019-03
Xiao Ma 馬驍 Rep 1, 4, 6 2015-09 2019-01
Junchen Zhang 章俊晨 Rep 1, 4, 6 2015-09 2018-04
Ekapak Nirapathpongporn RO 1, 4, 6 Rep 6 2012-10 2017-05
Peter C Kuo RO 1, 4, 6 Rep 4, 6 2011-07 2017-03
Ian Ying Woo 何穎 RO 1, 4, 6 2012-05 2016-07
Zijiang Yang 楊子江 Rep 1, 4, 6 2015-02 2015-10
Zhouchuan Sun 孫州川 Rep 1, 4, 6 2014-02 2014-12
Binran Wang 王彬然 Rep 1, 4, 6 2012-10 2014-07
Kwong Ng 伍剛 Rep 1, 4, 6 2007-11 2013-08
Juan Luis Mombru Farmer 蒙布依恩 Rep 1, 4, 6 2011-09 2013-07
Xiaoxiang Cai 蔡小翔 Rep 1, 4, 6 2010-10 2013-07
David Rhee Timblick RO 1, 4, 6, 9 Pre-2003 2013-02
Nicholas Philip Stirling Page Rep 1, 4, 6 2012-07 2013-01
Eddy Cheng-Chuan Chan 詹政荃 RO 1, 4, 6 Rep 4, 6 2006-06 2012-12
Ju-Ven Kee 紀儒文 Rep 1, 4, 6, 9 Pre-2003 2012-12
Chie Min Koay 郭洁敏 Rep 1, 4, 6 2012-04 2012-12
Ming Shan 單明 Rep 1, 4, 6 2011-04 2012-08
Sigismund Sung Chi Kwok 郭頌基 Rep 1, 4, 6 2006-08 2011-09
Charles A. M. A. de Clermont Tonnerre Rep 1, 4, 6 2010-11 2011-08
Young Bum Kwon RO 1, 4, 6 2010-11 2011-08
Cyrus Kapadia RO 1, 4, 6 2010-08 2011-02
Chengzhen Zheng 鄭成溱 Rep 1, 4, 6 2009-03 2010-10
Lambert Jen Hsiung Chang 張人雄 Rep 1, 4, 6 2009-06 2010-07
Yuzhe Chen 陳宇哲 Rep 1, 4, 6 2009-11 2010-07
Lu Lu 盧璐 Rep 1, 4, 6 2010-06 2010-07
Alex Wing To Wong 黃穎濤 Rep 1, 4, 6 2009-04 2010-07
Kenneth Hoi-Yi Tung 董凱鐿 RO 1, 4, 6 Rep 1, 6 2009-06 2010-07
Peter Anthony Kiernan RO 1, 4, 6 2007-09 2010-02
Zhiwei Hu 胡志偉 Rep 1, 4, 6 2008-02 2009-12
Thomas Timothy Howard Rep 1, 4, 6 2009-01 2009-07
Jinjing Shi 史晉京 RO 4, 6 Rep 6 2005-08 2009-05
Han Yang 楊韓 Rep 1, 4, 6 2008-05 2009-04
Rahul Khemka Rep 4, 6 2008-08 2008-11
Andrea Yan Yuen Rep 4, 6 2007-08 2008-11
Man Wai Li 李文偉 Rep 1, 4, 6 2006-06 2008-08
Ho Yan Man 文可欣 Rep 4, 6 2008-01 2008-07
Weiying Gu 顧維穎 Rep 4, 6 2007-01 2007-12
Carolyn Maureen Gillen Rep 4, 6 2007-06 2007-09
Matthew Richard Jarman RO 1, 4, 6 2003-10 2007-07
Andrew Suckling RO 4, 6 2003-05 2006-06
Yi Bao 鮑毅 Rep 4, 6 2005-05 2006-03
Tony Yu Chun Kwong 鄺逸聰 Rep 4, 6 2004-07 2006-02
Shuangshuang Jiang 姜爽爽 Rep 4, 6 2004-05 2005-04
Qiaozhi Yang 楊巧智 Rep 4, 6 2004-02 2004-11
Steven Yan Qing Ma 馬延青 Rep 4, 6, 9 Pre-2003 2004-01
Showing 1–77 of 77

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 3 shared activity types - 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 3 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 3 shared activity types - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 - 424 staff - 3 shared activity types

Related