Hang Tai Securities Limited
恒泰證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hang Tai Securities Limited (恒泰證券有限公司), CE reference AAD035. Currently licensed for regulated activity type(s) 1, 6. Current licensed staff on file: 10.
Registered address
Room 2105A, 21/F, K. Wah Centre, 191 Java Road, North Point
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 6 — Advising on corporate finance | 2024-11-11 | present |
| Type 4 — Advising on securities | present | 2005-01-20 |
| Type 6 — Advising on corporate finance | present | 2005-01-20 |
| Type 9 — Asset management | present | 2005-01-20 |
Licensed staff (10)
As of
| Name | Activities | Since |
|---|---|---|
| Yui Kong Chan 陳銳江 | RO 1 | 2013-11 |
| Lok Yan Ho 何樂昕 | RO 1, 6 | 2024-11 |
| Daniel Chi Kit Hui 許志傑 | RO 1 | 2025-08 |
| Oi Ching Lam 林愛清 | RO 1 | 2013-10 |
| Mei Ling Shih 施美伶 | RO 1 | 2023-03 |
| Qi Wang 王琦 | RO 1 | 2025-12 |
| Jennifer York Kei Wu 吳若琪 | RO 1, 6 | 2024-11 |
| Kam Fong Lee 李錦芳 | Rep 1 | Pre-2003 |
| Siu Keung Lo 盧少強 | Rep 1 | Pre-2003 |
| Jackie Man Kuen Ng 吳文娟 | Rep 1 | 2018-09 |
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