Forte Securities (Asia) Limited

CE No. BPT361 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Forte Securities (Asia) Limited, a Hong Kong-based licensed corporation with CE reference BPT361. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts. Current licensed staff on file: 2 (total recorded over time: 5). Earliest licence on file: 2020-11-17.

Category:
Sell side · Brokerage ?
Registered address:
Unit 1301, 13/F, Strand 50, 50-54 Bonham Strand, Sheung Wan
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2020-11-17 present
Type 2 - Dealing in futures contracts 2020-11-17 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
James Clifford Hugh 丘志雄 RO 1, 2 2020-11 Present
Fadi Kassis RO 1, 2 2020-11 Present
Massimiliano Martirani Rep 1, 2 2023-07 2025-02
Chi Keung Lo 盧志強 Rep 1, 2 2022-02 2022-05
Byoungno Ha Rep 1, 2 2021-06 2021-11
Showing 1–5 of 5

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Guotai Junan Securities (Hong Kong) Limited

CE ABY236 - 382 staff - 2 shared activity types - 國泰君安證券(香港)有限公司

Morgan Stanley Hong Kong Securities Limited

CE AAD401 - 379 staff - 2 shared activity types

Related