Hua Chen
陳華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Chen (陳華), a licensed former licensee with CE reference BSS076. This person has 2.6 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-28 | 2025-04-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-28 | 2025-04-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-28 | 2025-04-09 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-15 | 2025-04-09 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-08-25 | 2025-04-09 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bernard Shui Sang Yu | CNI Global Capital Limited | 2022–2025 |
| Vincent Chin | CNI Global Assets Management Limited | 2022–2025 |
| Quan Bao | CNI Global Assets Management Limited | 2022–2025 |
| Samiel Chung Yin Chau | CNI Global Assets Management Limited | 2022–2025 |
| Robin Jonathan Gibbs Fox | CNI Global Assets Management Limited | 2022–2025 |
| Siu Kong Koo | CNI Global Assets Management Limited | 2022–2025 |
| Ping Yee Tam | CNI Global Assets Management Limited | 2022–2025 |
| Lai Wan Winnie Kong | CNI Global Capital Limited | 2022–2025 |
| Sin Man Lee | CNI Securities Group Limited | 2023–2025 |
| Mark Leland Youngblood | CNI Securities Group Limited | 2023–2025 |
| Yik Hui | CNI Securities Group Limited | 2023–2025 |
| Lee Sa Or | CNI Securities Group Limited | 2023–2025 |
| Wai Kwong Lai | CNI Securities Group Limited | 2023–2025 |
| Yudong Huang | CNI Securities Group Limited | 2023–2025 |
| Chen Chen | CNI Securities Group Limited | 2023–2025 |
| Marvin Wai Yuen Pang | CNI Global Capital Limited | 2025 |