Edwin Kin Bong Chan
陳建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edwin Kin Bong Chan (陳建邦), CE reference ANP708. Currently licensed at 1 firm(s): iCapital Hong Kong Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-08-18 | present |
| iCapital Hong Kong Limited | RO | Type 4 — Advising on securities | 2023-08-18 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-04 | 2021-06-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 — Advising on securities | 2020-11-04 | 2021-06-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-17 | 2020-11-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-17 | 2020-11-04 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-05 | 2020-06-04 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 4 — Advising on securities | 2009-06-05 | 2020-06-04 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-28 | 2009-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-28 | 2009-01-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-06-28 | 2009-01-01 |