Ascar Hung Ting Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ascar Hung Ting Chan (陳虹廷), a licensed Responsible Officer with CE reference AVC082. Currently licensed at 1 firm(s): China Railway & Aviation Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-04 | present |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 4 - Advising on securities | 2023-12-04 | present |
| China Railway & Aviation Securities Limited 中國鐵航證券有限公司 |
RO | Type 9 - Asset management | 2023-12-04 | present |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-03 | 2022-11-19 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-03 | 2022-11-19 |
| A-JEX International Asset Management Limited 愛建國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-03 | 2022-11-19 |
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-30 | 2021-11-14 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-24 | 2019-09-27 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-15 | 2019-09-25 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-29 | 2019-06-24 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-14 | 2019-01-15 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-12 | 2017-11-16 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-12 | 2017-11-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-17 | 2014-05-16 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-12 | 2013-08-19 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-19 | 2013-02-08 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-14 | 2012-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ascar Hung Ting Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.