Ting Huen Ngai
魏庭萱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Huen Ngai (魏庭萱), a licensed former licensee with CE reference ACI584. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-17 | 2020-09-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 — Advising on securities | 2014-05-13 | 2020-09-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-28 | 2020-09-04 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-09 | 2020-09-04 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-19 | 2011-02-08 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-19 | 2011-02-08 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-26 | 2011-01-19 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-03-18 | 2011-01-19 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-22 | 2010-07-26 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-22 | 2010-03-18 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-09-16 |
| One China Securities Limited 一中證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-06-25 | 2008-09-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-10 | 2005-10-03 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-10 | 2005-10-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-10 | 2004-01-13 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-10 | 2004-01-13 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-09-30 |