Michael Edmund Hammond
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Edmund Hammond ( ), a licensed former licensee with CE reference AFQ010. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-06 | 2022-07-15 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-06 | 2022-07-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-11 | 2020-10-09 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-11 | 2020-10-09 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2020-07-18 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | 2020-07-18 |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-15 | 2018-12-31 |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
RO | Type 4 — Advising on securities | 2015-12-15 | 2018-12-31 |