Stephen Siu Chun Ng
吳肇駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Siu Chun Ng (吳肇駿), a licensed former licensee with CE reference AWW531. This person has 4.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-06 | 2016-01-18 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-03 | 2014-10-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-20 | 2011-10-22 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-25 | 2011-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Siu Chun Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.