Chun Man Yip
葉俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Man Yip (葉俊文), a licensed former licensee with CE reference AWO866. This person has 12.9 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 4 - Advising on securities | 2024-10-10 | 2025-01-30 |
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 9 - Asset management | 2024-10-10 | 2025-01-30 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-01-24 | 2024-06-28 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-01-24 | 2024-06-28 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-09 | 2024-06-28 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 4 - Advising on securities | 2022-12-09 | 2024-06-28 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 9 - Asset management | 2022-12-09 | 2024-06-28 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-23 | 2022-05-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-23 | 2022-05-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 - Asset management | 2018-10-23 | 2022-05-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-19 | 2018-10-23 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-19 | 2018-10-23 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | 2018-10-19 | 2018-10-23 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 - Advising on securities | 2018-01-29 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-01-29 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 - Asset management | 2018-01-29 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-12 | 2018-01-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-01-12 | 2018-01-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2016-01-12 | 2018-01-29 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-12 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-10 | 2015-02-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-10 | 2015-02-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 - Asset management | 2014-11-10 | 2015-02-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-14 | 2016-01-12 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-02 | 2014-10-01 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-02 | 2014-10-01 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-30 | 2013-08-03 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-25 | 2011-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Man Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.