Diana Siu Lan Lau
劉小蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Siu Lan Lau (劉小蘭), a licensed former licensee with CE reference ANJ731. This person has 19.1 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2024-04-08 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2014-09-12 | 2025-09-14 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-08-04 | 2014-09-12 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2014-08-04 | 2024-04-08 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-02-24 | 2014-07-31 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2012-05-18 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-05-18 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2012-04-12 | 2012-04-16 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-16 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-16 | 2014-01-21 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-19 | 2012-03-16 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-19 | 2012-03-16 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-08 | 2011-12-21 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2011-12-21 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-05 | 2010-10-22 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-01 | 2010-10-22 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-28 | 2007-05-18 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-12 | 2007-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Diana Siu Lan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Vancy Wai Ching Cheung | MFG Limited | 2012–2023 |
| Cheryl Sin Yu Chan | MFG Limited | 2012–2023 |
| Sze Wan Au | MFG Limited | 2012–2023 |
| Ivan Tak Shing Chan | MFG Limited | 2012–2022 |
| Wing Hin Chui | MFG Limited | 2018–2025 |
| Che Chiu Lee | MFG Limited | 2017–2024 |
| Paul Lam | MFG Limited | 2019–2025 |
| Ching Leung Wong | MFG Limited | 2017–2025 |
| Chi Man Chow | MFG Limited | 2019–2025 |
| Hay Ping Ng | MFG Limited | 2018–2024 |
| Yik Yin Ng | MFG Limited | 2018–2023 |
| Yan Chan | MFG Limited | 2014–2023 |
| Tak Wai Natalie Law | MFG Limited | 2018–2023 |
| Benji Lui | MFG Limited | 2019–2025 |
| Sin Ying Kwok | MFG Limited | 2018–2025 |
| Billy Ho Fu Wong | MFG Limited | 2018–2023 |
| Tsan Sang Au | CVP Securities Limited | 2006–2010 |
| Hon Tak Ko | CVP Securities Limited | 2006–2010 |
| Yui Fai Ko | CVP Securities Limited | 2006–2010 |
| Chi Ping Au | CVP Securities Limited | 2006–2010 |