Wai Hong Tang
鄧維康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong Tang (鄧維康), a licensed former licensee with CE reference AWH057. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-23 | 2022-12-23 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-23 | 2022-12-23 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-23 | 2022-12-23 |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-25 | 2022-12-23 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-06 | 2018-11-23 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-12-06 | 2018-11-23 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-06 | 2018-11-23 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-28 | 2022-12-23 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-24 | 2016-09-28 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-23 | 2015-10-28 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-23 | 2018-10-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-23 | 2014-01-19 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-23 | 2014-01-19 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-23 | 2014-01-19 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2010-12-23 | 2013-01-05 |