Charlotte Man Loch Cheng
鄭敏樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Man Loch Cheng (鄭敏樂), a licensed former licensee with CE reference APZ994. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-05 | 2018-11-30 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-05 | 2018-11-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-05 | 2016-09-27 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-05 | 2016-09-27 |
| Mainland Securities Limited 美聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2014-06-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-21 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-07 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-11-07 | 2014-02-10 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-21 | 2011-10-07 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-21 | 2011-10-07 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-21 | 2011-10-07 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-09 | 2010-03-02 |