Charlotte Man Loch Cheng
鄭敏樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Man Loch Cheng (鄭敏樂), a licensed former licensee with CE reference APZ994. This person has 9.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-05 | 2018-11-30 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-05 | 2018-11-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-05 | 2016-09-27 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-08-05 | 2016-09-27 |
| Mainland Securities Limited 美聯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-09 | 2014-06-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-21 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-07 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-07 | 2014-02-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2011-11-07 | 2014-02-10 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-21 | 2011-10-07 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-21 | 2011-10-07 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 - Asset management | 2011-01-21 | 2011-10-07 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-09 | 2010-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charlotte Man Loch Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kai Shing Tang | Rifa Futures Limited | 2014–2018 |
| Ming Fai Kong | Rifa Futures Limited | 2014–2018 |
| Stephen Ka Fai Chan | Rifa Futures Limited | 2014–2018 |
| Wai Hong Tang | Rifa Futures Limited | 2014–2018 |
| Jian Liu | Rifa Futures Limited | 2014–2018 |
| Mang Suen Luk | Rifa Futures Limited | 2014–2018 |
| Yuk Ting Chong | Rifa Securities Limited | 2015–2018 |
| Xiya Jin | Rifa Futures Limited | 2015–2018 |
| Kai Chung Tang | Rifa Futures Limited | 2014–2017 |
| Canghai Wu | Rifa Futures Limited | 2015–2018 |
| Ho Lun Chung | Rifa Futures Limited | 2014–2017 |
| William Yuk Nam Lee | Rifa Securities Limited | 2014–2018 |
| Jun Chai | Rifa Futures Limited | 2016–2018 |
| Hon Bun Suen | Rifa Securities Limited | 2014–2018 |
| Pak Wing Tsang | Rifa Securities Limited | 2014–2018 |
| Ming Li Chu | Rifa Futures Limited | 2017–2018 |
| Sau Chee Chan | Rifa Securities Limited | 2014–2018 |
| Li Fong Li | Rifa Securities Limited | 2014–2018 |
| Man Ching Tong | Rifa Securities Limited | 2014–2018 |
| Siu Wing Fung | Rifa Securities Limited | 2014–2018 |