Kai Shing Tang
鄧啟成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Shing Tang (鄧啟成), a licensed former licensee with CE reference AEH397. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-27 | 2022-12-22 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-10-27 | 2022-12-22 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-27 | 2022-12-22 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-09-18 | 2016-09-27 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-27 | 2016-09-27 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-04-10 | 2014-09-18 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-08 | 2022-12-22 |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-08 | 2022-12-22 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-08 | 2016-09-27 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-12 | 2014-04-08 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-12 | 2014-04-08 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-12 | 2014-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-03-25 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-07 | 2013-03-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-15 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2013-01-15 | 2014-01-27 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-01-15 | 2014-01-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-19 | 2013-01-15 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-19 | 2012-12-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-12 | 2012-03-16 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-12 | 2012-03-16 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2008-06-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2008-06-07 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-12 | 2005-12-09 |