Tingjuan Su
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingjuan Su (蘇婷娟), a licensed Responsible Officer with CE reference BIE113. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 9.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-11 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-28 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-28 | 2025-07-11 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-19 | 2025-02-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-19 | 2025-02-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-28 | 2024-08-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-28 | 2024-08-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-22 | 2024-01-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-22 | 2024-01-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-05 | 2020-04-29 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-25 | 2020-04-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-12 | 2018-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tingjuan Su during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.