Ka Huen Ho
何嘉烜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Huen Ho (何嘉烜), CE reference ARG881. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-20 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-09-20 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-20 | present |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-02 | 2023-09-08 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-27 | 2022-07-12 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-06 | 2019-08-27 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-16 | 2022-07-12 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-19 | 2018-08-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-04 | 2015-05-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2015-05-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-09 | 2014-05-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-09 | 2014-05-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-23 | 2013-12-28 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-23 | 2013-12-28 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-10-15 | 2011-12-14 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-13 | 2011-12-14 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-23 | 2011-12-14 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2011-12-14 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-07 | 2008-08-01 |